Wholesale Investor Certificate Template – Australia

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The Wholesale Investor Certificate Template – Australia is offered in multiple formats, including PDF, Word, and Google Docs. Each version is designed to be both editable and printable, ensuring it fulfills your requirements effortlessly.


Sample

Wholesale Investor Certificate Template – Australia

Editable | Printable



1. Investor Information



2. Declaration of Wholesale Investor Status

3. Professional Background

4. Financial Position

5. Investment Objectives

6. Understanding of Risks

7. Signature of Investor


8. Verification Statement

9. Acknowledgment of Terms and Conditions


PDF


WORD

Examples


Wholesale Investor Certificate Template – Australia (1)
Issued to:
[Investor’s Name]
[Investor’s Address]
[Investor’s Phone]
[Investor’s Email]
Issuer:
[Company Name]
[Company Address]
[Company Phone]
[Company Email]
Introduction:
This Wholesale Investor Certificate (“Certificate”) certifies that the undersigned has attained the qualifications of a wholesale investor under the Corporations Act 2001 (Cth) of Australia, effective from [Date of Issue].
Definition of Wholesale Investor:
The undersigned qualifies as a wholesale investor as defined in Section 761G of the Corporations Act 2001 (Cth) based on [relevant criteria, such as net assets, income, or investments].
Investor Details:
– Annual Income: [Annual Income Amount]
– Net Assets: [Net Assets Amount]
– Investment Experience: [Brief Description of Investment Experience]
Declaration:
The undersigned confirms the above information is true and correct, understanding that this Certificate is provided in accordance with the relevant laws and regulations governing wholesale investors.
Issuer’s Statement:
The issuer, [Company Name], certifies that the above-mentioned individual meets the requirements to be classified as a wholesale investor as per Australian legislation.
Signed in [City], [Date].
Sincerely,
[Issuer’s Signature]
[Issuer’s Name]
[Position]
[Company Name]
Wholesale Investor Certificate Template – Australia (2)
Issued to:
[Investor’s Name]
[Investor’s Address]
[Investor’s Phone]
[Investor’s Email]
Issuer:
[Company Name]
[Company Address]
[Company Phone]
[Company Email]
Introduction:
This Certificate serves to declare that the holder is a wholesale investor under the provisions outlined in the Corporations Act 2001 (Cth), effective from [Date of Issue].
Eligibility Criteria:
The issuer confirms that the holder satisfies the conditions for wholesale investment, having:
– Net assets of at least [Amount] or
– An annual income of [Amount] for the last two financial years.
Investment Experience:
The undersigned has demonstrated significant investment experience, having actively participated in financial markets for over [Number] years, including [Description of Relevant Experience].
Legal Disclaimer:
This Certificate is not an offer or invitation to invest, nor does it provide any financial advice. The certificateholder is responsible for their investment decisions.
Signed in [City], [Date].
Sincerely,
[Issuer’s Signature]
[Issuer’s Name]
[Position]
[Company Name]

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Wholesale Investor Certificate Template - Australia